Wednesday, March 4, 2015
Rule Deviation
All rules, regulations, laws, standards or
mandatory practices suffer from people deviating, dodging, ignoring, working
around, cheating, willful ignorance or simply not comprehending them. Rule deviation is to be expected. In fact in some cases rule deviation should
be encouraged. Virtually all rules
should be broken at some time or another.
One of the primary goals of the risk manager is to set up a set of rules
that encourage compliance when appropriate (obviously most of the time) and
deviations when exceptions warrant them.
Rules without allowance for deviations is firstly not good risk practice
and secondly just plain naïve.
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